PRUDENTIAL FINANCIAL INC (PRU)

Sector: Financials

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2026 Annual Meeting Analysis

PRUDENTIAL FINANCIAL INC · Meeting: May 12, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

11

Directors AGAINST

0

Say on Pay

FOR

Auditor

AGAINST

Director Elections

Election of Directors

11 FOR
✓ FOR
Gilbert F. Casellas

Director since 2001 with long tenure; PRU's 3-year total shareholder return of +39.7% is strong positive, and the gap versus the peer group median (-46.0pp) does not breach the 65pp threshold required to trigger a vote against, so no TSR flag applies; no overboarding, attendance, or independence concerns.

✓ FOR
Carmine Di Sibio

Joined the board in July 2024, which is within the 24-month new-director exemption window, so the TSR trigger does not apply; no overboarding (1 outside board seat), no independence or attendance concerns, and brings strong financial services and audit expertise as former Global Chairman and CEO of EY.

✓ FOR
Martina Hund-Mejean

Director since 2010 with strong financial expertise as former CFO of MasterCard; PRU's 3-year TSR gap versus the peer group median (-46.0pp) does not breach the 65pp threshold for strong-positive-TSR companies, so no TSR flag applies; holds 2 outside board seats (below the 4-seat limit), and all committee memberships are appropriate.

✓ FOR
Wendy E. Jones

Director since January 2021; PRU's 3-year TSR gap versus the peer group median (-46.0pp) does not breach the 65pp threshold, so no TSR trigger fires; no overboarding (0 outside public board seats), no independence or attendance concerns, and brings relevant operational expertise.

✓ FOR
Maryann T. Mannen

New director nominee with no prior board tenure at Prudential, so the TSR trigger does not apply; she is stepping down from Owens Corning, bringing her effective outside board count to 2 (Marathon Petroleum and MPLX, which the company counts as one), well within the 4-seat limit; brings strong CFO and CEO experience relevant to a large financial services company.

✓ FOR
Sandra Pianalto

Director since 2015 with extensive financial and regulatory expertise as former President and CEO of the Federal Reserve Bank of Cleveland; PRU's 3-year TSR gap versus the peer group median (-46.0pp) does not breach the 65pp threshold, so no TSR trigger fires; holds 1 outside board seat and no independence or attendance concerns.

✓ FOR
Christine A. Poon

Director since 2006 with broad executive experience; PRU's 3-year TSR gap versus the peer group median (-46.0pp) does not breach the 65pp threshold for strong-positive-TSR companies; holds 2 outside board seats (below the 4-seat limit) and no independence or attendance concerns.

✓ FOR
Thomas D. Stoddard

Joined the board in June 2025, which is within the 24-month new-director exemption window, so the TSR trigger does not apply; brings deep insurance and financial services expertise as former Group CFO of Aviva and Vice Chairman of Global Investment Banking at Bank of America; no overboarding or independence concerns.

✓ FOR
Andrew F. Sullivan

Joined the board in March 2025 as the incoming CEO, within the 24-month new-director exemption window, so the TSR trigger does not apply; as the company's executive director and CEO he is appropriately classified as non-independent, and he serves on no other public company boards, satisfying the policy's sitting-CEO threshold.

✓ FOR
Michael A. Todman

Director since 2016 and Lead Independent Director since 2023; PRU's 3-year TSR gap versus the peer group median (-46.0pp) does not breach the 65pp threshold for strong-positive-TSR companies, so no TSR trigger fires; holds 3 outside board seats (below the 4-seat limit) and no independence or attendance concerns.

✓ FOR
Joseph J. Wolk

Joined the board in September 2025, well within the 24-month new-director exemption window, so the TSR trigger does not apply; brings strong financial expertise as CFO of Johnson & Johnson; no overboarding (0 current outside public board seats) or independence concerns.

All 11 director nominees receive a FOR vote. PRU's 3-year total shareholder return of +39.7% is solidly positive, and the -46.0pp gap versus the 20-company compensation peer group median does not breach the 65-percentage-point underperformance threshold required for strong-positive-TSR companies. Three directors (Di Sibio, Stoddard, Wolk) joined within the past 24 months and are exempt from the TSR trigger. No director has an overboarding concern, independence issue, or attendance problem.

Say on Pay

✓ FOR

CEO

Charles F. Lowrey

Total Comp

$18,631,646

Prior Support

91.31%%

The prior year Say on Pay received 91% support, well above the 70% threshold that would require visible program changes. The compensation structure is heavily performance-based — the company reports that on average 91% of NEO total direct compensation is variable — which satisfies the policy's requirement that at least 50-60% of pay be performance-linked. The CEO's reported total compensation of approximately $18.6 million is benchmarked against a large-cap financial services peer group, and the incentive plan uses a mix of long-term metrics (relative ROE vs. peers, book value per share growth, stock price) and short-term metrics (EPS, operating expense), with the long-term performance stock awards actually paying out below target (88.3% of target shares) reflecting some discipline in the pay-for-performance link; on balance, no policy threshold is breached and a FOR vote is appropriate.

Auditor Ratification

✗ AGAINST

Auditor

PricewaterhouseCoopers LLP

Tenure

30 yrs

Audit Fees

$63,000,000

Non-Audit Fees

$8,000,000

auditor tenure gte 25 years

PwC has audited Prudential since 1996 — a tenure of approximately 30 years — which exceeds the policy's 25-year threshold that triggers a vote against. The non-audit fee ratio is well within acceptable limits (non-audit fees of roughly $8 million represent about 13% of the $63 million in audit and audit-related fees, far below the 50% threshold). However, the Audit Committee's response to the tenure concern is only a lead partner rotation in 2026, not a full auditor rotation or a disclosed multi-year rotation plan, which falls short of the specific and compelling rationale required by the policy to waive the tenure trigger. A vote against is therefore warranted on tenure grounds alone.

Stockholder Proposals

1 proposal submitted by shareholders

Proposal 4

Shareholder Proposal Regarding an Independent Board Chairman

✓ FOR
Filed by:John CheveddenIndividual ActivistGovernance
Prior-year support: 36% (35.57% support at the 2025 annual meeting)
Board recommends: AGAINST
credible governance activist filer36 percent prior year supportcombined chairman ceo structurerecurring proposal with meaningful support

John Chevedden is a well-known individual governance activist with a long track record of submitting governance-focused proposals; this type of filer is taken seriously under the policy rather than dismissed as ideological. The proposal received approximately 36% support at the 2025 annual meeting, which falls in the 30-40% range signaling moderate but real shareholder concern, and this is the seventh consecutive year the proposal has been submitted, suggesting a persistent shareholder base that is uncomfortable with the combined Chairman-CEO structure. While Prudential has a Lead Independent Director with meaningful responsibilities — which partially mitigates the concern — the company just combined the Chairman and CEO roles again in Andrew Sullivan after a brief separation, and the recurring high vote levels indicate shareholders have not been satisfied by the Lead Director alternative; on balance, the credible filer, meaningful prior-year support, and the governance merit of separating these roles tips the recommendation to FOR.

Overall Assessment

The 2026 Prudential Financial annual meeting features four proposals: all 11 director nominees receive FOR votes as no TSR or overboarding triggers fire; the Say on Pay receives a FOR vote given strong prior-year support and a heavily performance-weighted pay structure; PwC's ratification receives an AGAINST vote solely due to its approximately 30-year audit tenure exceeding the policy's 25-year threshold without a full auditor rotation plan; and the independent board chairman proposal from governance activist John Chevedden receives a FOR vote based on the credible filer, 36% prior-year support, and the governance merit of separating the Chairman and CEO roles.

Filing date: March 26, 2026·Policy v1.2·high confidence

Compensation Peer Group

20 companies disclosed in 2026 proxy filing

AFLAflac Incorporated
AXPAmerican Express Company
AMPAmeriprise Financial, Inc.
BACBank of America Corporation
BLKBlackRock, Inc.
COFCapital One Financial Corporation
CCitigroup Inc.
BENFranklin Resources, Inc.
JPMJPMorgan Chase & Co.
LNCLincoln National
MFCManulife Financial Corporation
METMetLife, Inc.
NTRSNorthern Trust Corporation
PNCPNC Financial Services Group, Inc.
PFGPrincipal Financial Group
STTState Street Corporation
SLFSun Life Financial Inc.
BKThe Bank of New York Mellon Corporation
USBU.S. Bancorp
WFCWells Fargo & Company