PULMONX CORP (LUNG)

Sector: Health Care

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2026 Annual Meeting Analysis

PULMONX CORP · Meeting: June 4, 2026

Policy v1.2high confidenceView Filing ↗
For informational purposes only. This AI-generated analysis applies a published voting policy to publicly available proxy filings. It does not constitute investment advice, proxy voting advice, or a solicitation of any kind. AI analysis may be incomplete or inaccurate — always review the actual filing and make your own independent decision.

Directors FOR

0

Directors AGAINST

3

Say on Pay

AGAINST

Auditor

FOR

Director Elections

Election of Directors — Class III Nominees: Thomas W. Burns, Georgia Garinois-Melenikiotou, and Dana G. Mead, Jr.

/3 AGAINST

Against Analysis

✗ AGAINST
Thomas W. BurnsTSR trigger: LUNG 3-year return -89.7% vs peer median +7.7%, gap of -97.4pp exceeds 20pp threshold for negative absolute TSR; 5-year gap -38.8pp does not clear the 20pp threshold — 5-year mitigant does NOT apply (gap still exceeds threshold); tenure since September 2020 fully overlaps underperformance periodSitting CEO (Glaukos) holding outside board seat — check: Burns holds only this one outside board seat, so CEO overboarding rule (2+ outside seats) does not trigger

Mr. Burns has served on the Pulmonx board since September 2020, meaning his tenure fully overlaps the period during which the stock has fallen nearly 90% over three years while the company's own peer group returned a median of +7.7% — a gap of about 97 percentage points, far exceeding the 20-point threshold that triggers a vote against under our policy; the 5-year record similarly underperforms peers by nearly 39 percentage points, so the longer-term mitigant does not apply.

✗ AGAINST
Georgia Garinois-MelenikiotouTSR trigger: LUNG 3-year return -89.7% vs peer median +7.7%, gap of -97.4pp exceeds 20pp threshold for negative absolute TSR; 5-year gap -38.8pp exceeds 20pp threshold — 5-year mitigant does NOT apply; tenure since September 2020 fully overlaps underperformance period

Ms. Garinois-Melenikiotou has served since September 2020, giving her full tenure overlap with the catastrophic stock decline; LUNG shares have lost about 90% over three years while the company's selected peer group gained a median of roughly 8%, a gap of 97 percentage points that far exceeds our 20-point policy threshold, and the 5-year comparison likewise underperforms peers by nearly 39 points, so the longer-term mitigant cannot rescue the vote.

✗ AGAINST
Dana G. Mead, Jr.TSR trigger: LUNG 3-year return -89.7% vs peer median +7.7%, gap of -97.4pp exceeds 20pp threshold for negative absolute TSR; 5-year gap -38.8pp exceeds 20pp threshold — 5-year mitigant does NOT apply; tenure since February 2010 (Board Chairman since October 2019) fully overlaps underperformance period

Mr. Mead has served on the board since 2010 and as Chairman since 2019, making him the longest-tenured director with the deepest accountability for the company's strategic direction; over the past three years the stock has declined nearly 90% against a peer median gain of about 8% — a gap of 97 percentage points — and the five-year comparison also underperforms peers by nearly 39 points, so no mitigant applies, and a vote against is warranted.

For Analysis

All three Class III nominees are subject to a vote against under our policy because Pulmonx's stock has lost nearly 90% over the past three years while the company's own disclosed peer group returned a median of roughly +8%, a gap of about 97 percentage points that far exceeds the 20-point threshold that applies when absolute returns are negative; the five-year comparison also underperforms peers, so the longer-term mitigant that could soften the determination does not apply. All three directors have served since at least September 2020 and their tenures fully overlap the underperformance period.

Say on Pay

✗ AGAINST

CEO

Glendon E. French

Total Comp

$3,543,520

Prior Support

51%%

Prior Say on Pay support of approximately 51% at 2025 annual meeting — below the 70% threshold requiring demonstrated responsePay-for-performance misalignment: variable pay above benchmark while TSR underperforms peers by 97pp over 3 yearsCEO total reported compensation of $3,543,520 for a partial year (approximately 2 months as CEO) includes a single large equity grant of $3,224,000 covering multiple future years, raising concerns about the relationship between pay and shareholder outcomes at a company whose stock has lost nearly 90% over three years

Last year's say-on-pay vote passed with only about 51% support — well below the 70% threshold our policy sets as the minimum before expecting meaningful structural changes — and while the company engaged with shareholders and made some adjustments (adding performance-based stock awards and improving bonus disclosure), the core concern about pay levels relative to shareholder outcomes remains unresolved. The CEO received a reported total of about $3.5 million for roughly two months of service as CEO in 2025, the vast majority of which was a single large equity grant of $3.2 million that covers multiple future years reported all at once, at a time when the stock had already lost most of its value and lagged the company's own peers by nearly 97 percentage points over three years. The combination of a near-failed prior vote, persistent pay-for-performance misalignment, and front-loaded equity grants for new executives at a deeply distressed stock price warrants a vote against.

Auditor Ratification

✓ FOR

Auditor

BDO USA, LLP

Tenure

15 yrs

Audit Fees

$974,000

Non-Audit Fees

$107,000

BDO has served as Pulmonx's auditor since 2011 — about 15 years — which is well below the 25-year threshold that would raise independence concerns; the non-audit fees (tax services of $107,000) represent only about 11% of audit fees ($974,000), comfortably below the 50% ceiling; and BDO is a large national firm appropriate for a company of Pulmonx's size, so no policy trigger fires.

Overall Assessment

This ballot presents three proposals at Pulmonx's 2026 annual meeting: the policy determination is to vote against all three Class III director nominees due to severe and sustained stock price underperformance relative to the company's own disclosed peer group (a gap of roughly 97 percentage points over three years), and to vote against the executive compensation proposal given a near-failed prior say-on-pay vote and continued pay-for-performance misalignment; the auditor ratification (BDO, 15 years of tenure, low non-audit fees) is the only proposal that passes all policy screens and receives a vote in favor.

Filing date: April 22, 2026·Policy v1.2·high confidence

Compensation Peer Group

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